Augentius is in the process of becoming part of the SGG Group (subject to regulatory approval). Once the transaction has completed Augentius will become part of the world’s 4th leading investor services firm in the world with over $400 billion of assets under administration, backed by a team of over 2350 professionals servicing assets across 24 jurisdictions. Full details can be found here.

Firms wishing to carry on a regulated activity in the UK under Part 4A of the Financial Services and Markets Act must be capable of satisfying the threshold conditions, specified under Schedule 6 of the Act. The threshold conditions represent the minimum conditions which a firm is required to satisfy, and continue to satisfy, in order to be given and retain Part 4A permission.

The Augentius Compliance team has a successful track record in preparing firm applications for FCA authorisation and registration and ensuring a smooth approvals process. We do not adopt a one size fits all approach, but work with you to develop the FCA application pack to ensure that every aspect of your newly formed firm’s activities are understood and documented. This ensures that your firm’s application fulfils the FCA’s threshold conditions and provides you with a workable compliance solution within your business.

As a result of our knowledge and experience we can be confident that application will be approved first-time and without delay. 

Augentius Compliance can also assist your firm with preparing applications for:

  • Change in Control
  • Variation of Permissions
  • Passporting Applications
  • Approved Persons
  • Standing Data